Unauthorized firms


Swiss regulators say the following seem to have offered services without authorization.  Locations with an asterisk (*) mean the firm is registered as a business in Switzerland and/or has a physical presence in Switzerland.

Click here to see their website addresses and here to see more information.

           
Name           Location
         
AJPA Broker SA   Freiburg
Associated Management Group (AMG Zurich)   Zurich
Brett Commodities GmbH       Zurich
CH Devisen Macht SA       Zurich
Colebrooke Management Holdings     Bern
Commercial Development Bank     Hong Kong
Dow Win Financial Group Corporation   Zurich
Dupont Conseille AG     Zurich
EFD Financial Group     Zurich
Equinox Private Consultants Ltd.     Zurich
FORINVEST (Switzerland) SA in Liquidation -*
Freeman International Petit-Lancy
Gemeinnutzige Baugenossenschaft Helvetica e.G. Lucerne
Gordon Marks Capital Zurich
GrandSlam AM Services AG Liechtenstein
GRP Finance Holding Group Limited St. Gallen
GTO Gap Trading Online Zurich
Gulf Oil Exploration Inc./Gulf Oil Exploration (Anguilla) Anguilla
HouseFX AG Basel*
Imperia Invest IBC -
Interbank Asset Management Group AG/Interbank AG Zurich
Interbank Investment Funds Corp Zurich
Investment Suisse SA Zurich
Jefferies Associates Group       Zurich
Kanat finance       Lugano
Lange Vermögensberatung GmbH     Munich
Locstein Asset Management AG     Geneva
Malmsbury, Harrington and Seaford     Geneva
Mercaforex, Silver Holdings International Ltd.   Geneva
Neuburg Financial AG   Zurich
Protected International Inc.     Rickenbach
Quantum Asset Management     Geneva
SBC Swiss Bank Control     -
S.B.E. Bank     Luxembourg
S.B.E. Financial SA     Lugano*
SCT Bank, Ltd.     Geneva
Seabed Invest AG     Baar*
Sterling Asset Management AG     Zurich
SwissAudit Aktiengesellschaft     Unterterzen*
Swiss Bellair Bank     1004 Switzerland
Swiss Credit Trust AG     Zug*
Swiss Futures Trading Commission   -
Swiss Key Equity Consult AG     Zug
Swissridge International Corp.     Zurich
Swiss Siam Investment Club     -
The Crown Group CH     Zurich
Tradewaves Asset Management     -
Unispar Banque PLC     Zurich
ValueMaker     Reichshof
Weyhill Establishments    

Liechtenstein

William Smith Partners    

Geneva

Zurich Capital Gruppe    

Zurich

Zurich Direct    

Zurich

         
Last update: August 20, 2010

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